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River Ave. Blues » Archives for Stephen Rhoads » Page 11

The fireman and organizational incentives

January 22, 2011 by Stephen Rhoads 29 Comments

When Rafael Soriano joined the Yankees, the cause célèbre of Yankee bloggers quickly became the use of Soriano as a fireman in the bullpen. EJ Fagan from The Yankee U and our own Ben Kabak have both discussed it recently in detail. In a nutshell, the Yankees now have two closers in Rivera and Soriano. Given that Rivera will pitch the ninth and that the eighth inning isn’t always the highest leverage moment that the bullpen will face, they argue persuasively that the Yankees should use Soriano to put out fires, whether those fires arise in the sixth, seventh or eighth innings. This concept is logical and well-founded, yet I think there’s a good reason to believe that the Yankees, or most other organizations for that matter, won’t employ it in 2011.

It’s no secret that the New York media is unforgiving. While Brian Cashman seems to avoid a lot of the nastiness, plenty of reporters assume a sarcastic and critical approach towards Joe Girardi. Their Twitter accounts during games are rife with jokes about Girardi’s matchup binder, and they seem to enjoy playing “gotcha” with Girardi’s information about player injuries and explanations about decisions. Very simply, an unorthodox idea like using Soriano as the fireman would likely be met with criticism in print, in the airwaves and on the internet. One can imagine the reaction if Soriano blew a lead in the sixth inning and the Yankees lost the game, or if Soriano saved a lead in the sixth but saw Joba Chamberlain surrender the lead later in the game.  It’s easy to picture the back page of the New York Post with a gigantic headline like, “Bonehead: Why is Joe Girardi using his $35 million dollar man in the sixth inning?”

Of course there is a very good answer to this question, one built on data, logic and research. But it’s a complicated answer and it doesn’t lend itself to a sound bite. It’s easy to say that Soriano is our “eight-inning guy, period”. It’s way more difficult to explain that the manager is going to try to maximize win probability by utilizing the best relievers in the highest leverage spots. It would also require Girardi to explain why Rivera isn’t used in the highest leverage spots, and only in the ninth inning, a question which would require him to admit that this idea is a bit of a hybrid between the traditional use of a closer and the more sabermetric-inclined concept of leverage and probability. In a media environment not known for kindness, friendliness to new ideas or nuance, one can imagine how badly this would play out. Who’s ready for a summer of arguing with the beat writers!

Of all the reasons not to do something, though, worrying about how the New York media would perceive you has to rank near the bottom. This reason would also be moot, and Girardi wouldn’t be the focal point of the criticism, if it was clearly communicated that he had the full confidence of the organization to execute this plan. As such, whether Rafael Soriano is used as a fireman or strictly in the eighth inning is a question of organizational incentives, a cost-benefit calculation that all relevant actors in the organization have to perform. Traditional bullpen management works well enough. Put another way: traditional bullpen management is orthodox, accepted by fans, media and other organizations alike. There may be a much better way to do it, but no one at the moment seems to be trying it. The potential gain is not losing a lead, something that most people assume as a given anyway. Think about it: in the best-case scenario the team doesn’t surrender a lead that it already has. The downside risk is a bit greater. For one, the team could actually lose the game in question, should the fireman give up the lead. The manager could lose the faith and confidence of the fans, or worse, his superiors. Ultimately it’s at least possible that that the manager could lose his job.

Unfortunately, we don’t have a very good sense of what organizational incentives are like for the New York Yankees. Our knowledge of the inner-workings of the Yankee organization is quite limited. Our first-hand information is self-selected by the GM and the Manager, or comes at times of unrest and dissension (the Cashman-ownership split on Soriano, for instance). Our second and third-hand information is even more problematic. It comes through the conduit of reporters and leaks. Often times one has to wonder whether the information made public is designed to serve some sort of  Machiavellian purpose. What part of the organization is leaking this information and why? Are they attempting to undermine another part of the organization? Are they lying in order to throw competitors off the scent? Is this simply good information? But this is about as deep as most fans can go. We simply will not know what Cashman and his cadre of advisors did this winter in secret. We won’t know if they looked at the possibility of a four-man rotation, batting Cano second or using Soriano as a fireman. We won’t hear about the ideas that they entertained, researched, debated and ultimately rejected.

As such we have to at least consider that the concept of Soriano as fireman has been explicitly research and rejected by Yankee management. Yet we also have to consider the flipside, that the organization is more by-the-book in certain areas, and that taking big risks in high-profile situations isn’t encouraged. This would mean that no matter how sound or logical the concept is, the Yankees will never be the first team to adopt it. Ned Yost of the Royals perfectly captured this sentiment yesterday when asked about the concept of a fireman. Kings of Kauffman has the quote:

Yost is still a baseball guy, and there’s a way things are done in baseball and a way to not do things.  Innovation isn’t a popular idea.  Using Joakim Soria in an early situation might make sense by the numbers “but you won’t catch me doing it.”

This is an unsatisfying feeling and it’s one familiar to anyone who has worked in a corporate environment and found that doing things as they’ve been done in the past and not looking like an idiot is more important than trying to invent new ways of doing things and possibly failing. It’s flat frustrating when the best idea loses out to the more familiar idea. It’s also bad organizational management, because it aligns the interests of the employees with keeping their jobs and not screwing up, rather than allowing a certain amount of room for failure and fostering innovation and productivity. But the Yankees don’t particularly need to reinvent the wheel. They don’t need to discover untapped markets of value like the Rays or the Athletics need to in order to succeed. In New York, where the lights are as bright and as hot as anywhere on the planet and where “what have you done for me lately?” is a way of life, there is little margin for failing and looking dumb.

This summer, Girardi is going to leave Soriano and Rivera chucking sunflower seeds against the plexiglass as a lesser reliever blows a lead. Sergio Mitre may pitch the 13th inning of a tie game on the road while Rivera waits for the team to get the lead before coming in. When this happens, it’s important to recognize that it’s not necessarily because Girardi is thickheaded or stubborn, too smart for his own good or intentionally trying to annoy the curmudgeonly beat writer crew, although the latter would be spectacular. Girardi may be a very public face of the Yankees, the one who projects authority and whose face is on television every night, but ultimately he’s another organizational actor subject to peer pressure criticism from his superiors. What Girardi doesn’t want to become is another Jeff Zucker, who risked job safety and ratings certainty on an unknown quantity with arguably higher upside and long-term success only to have to back out of it when it turned difficult. At that point, Zucker’s fate was written on the wall. It was only a matter of time before the house came down.

Filed Under: Death by Bullpen Tagged With: Joe Girardi, Rafael Soriano

Comparing the bullpens of Boston and New York

January 16, 2011 by Stephen Rhoads 89 Comments

There’s a lot to dislike about the Rafael Soriano signing: the loss of a draft pick, the injury risk, the salary and the fact that Sergio Mitre is still the fifth starter. However, there’s one thing to be very happy about, and that’s how strong the Yankee bullpen figures to be.  Last summer at TheYankeeU I spent a fair amount of time using Baseball Prospectus’ Tommy Bennett’s methodology on reliever dominance.  Bennett’s jumping off point is trying to understand and evaluate Mariano Rivera; even advanced metrics can’t consistently rate Rivera accurately.  This is because he has the relatively unique ability to sustain a consistently low BABIP and prevent home runs.  Stats like FIP and xFIP would then prove relatively useless to analyze Rivera.  For instance, take a look at Rivera’s Fangraphs page.  His ERA has been below his FIP and xFIP virtually every year of his career.  Anyone care to predict that this year will be different? Bueller?

So Bennett tried out a different methodology to evaluate reliever skill based on two stats: SIERA and WXRL.  He described them in an earlier piece accordingly:

The gist is [SIERA] gives an estimation of a pitcher’s controllable skills (fly ball rate, strikeout rate, ground ball rate, and walk rate) and considers how they interact with one another. Put simply, it’s a way to evaluate the totality of a pitcher’s skills while looking beyond contingent (or luck-based) factors.

WXRL, on the other hand, is a metric based on win expectancy. It simply measures, compared to replacement and adjusted for quality of opposing lineup, how the likelihood of the reliever’s team winning changed from when he entered the game to when he left.

This is simple enough.  The next step Bennett took was to calculate a Reliever Score based on the two stats.  The methodology sounds complicated but is relatively straightforward.  Cue Bennett again:

We’ll take WXRL and SIERA for all pitchers who have pitched solely in relief. For each pitcher, we’ll calculate how many standard deviations they are away from the mean in each category. Then we’ll add them together. For example, a pitcher who was one standard deviation better than the mean in both SIERA and WXRL would get a score of two.

For our purposes I’ve set slightly different parameters.  I set the cutoffs at 20 innings for relievers only, used data from the 2010 season, and then pulled out the relievers on Boston and New York.  The results for Boston are first.  Keep in mind that a higher number with WXRL is better (based on Win Expectancy), and that SIERA is like FIP, so it’s scaled and comparable to ERA.

Daniel Bard registered the highest Reliever Score in the Boston bullpen based on a very high WXRL score in 2010.  This is hardly surprising; Bard is an elite pitcher with an incredible arsenal who often found himself in high leverage spots for the Red Sox last season.  One interesting aspect to the chart is seeing Bobby Jenks grade out better than Papelbon in SIERA.  Boston earned accolades from the stat community for their signing of Jenks, and rightfully so. Jenks’ SIERA score is sending the same message that his FIP sends – that his peripherals were intact and that a bounceback wouldn’t be unexpected.  Jenks registers a low WXRL, but that’s not surprising given his poor results in 2010; if his BABIP normalizes and he’s used in high leverage spots this number ought to increase in 2011.  All told the most interesting aspect of this chart is that Jenks scores the best among any Boston reliever in K/BB ratio and SIERA.  If he is able to recover and have a better 2011 it’ll really help out Boston’s middle relief and make his contract look like a steal.

One area of weakness is the lefty reliever.  Doubront appears headed back to AAA this season, leaving only Hideki Okajima coming from the left side.  Okajima’s numbers are some of the worst of any reliever on this list.  He’s historically tough on lefties (3.50 K/BB ratio, 0.591 OPS against), so he could have greater value in 2011 if used more sparingly.  Now to the Yankees:

Here we see the strength and depth of the Yankee bullpen.  Simply put, Rivera and Soriano are a two-headed monster.  It wouldn’t be a surprise for Soriano’s BABIP and HR/FB ratio to rise in 2011, especially in Yankee Stadium behind the Yankee defense, but he’s always been a strikeout-heavy pitcher equally adept at limiting free passes.  It’s also notable how well Joba Chamberlain looks.  A lot of fans love the idea of Joba the starter, and for good reason, but Joba the reliever is probably underrated at this point.  Much like Bobby Jenks, Joba’s advanced stats and peripherals make him look far better than his ERA would indicate.  In fact, as Moshe from TYU noted, he looks very similar to Daniel Bard’s statistical profile, and their respective SIERA numbers back this up:

And yet, the numbers show that Joba was about as good as Bard was last season, and that with a little bit of luck, the perception about him would likely be vastly different. Furthermore, Bard is actually 3 months older than Chamberlain, a fact that would surprise most but suggests that they are on equal footing in terms of development. I do not mean to suggest that Joba was actually better than Bard in 2010, as there is something to be said for ERA and results, such that I would not explain all of Joba’s struggles away using the “luck” factor. But the peripherals clearly tell us that these two pitchers should be regarded similarly, and I would be far from shocked if Joba and Bard put forth extremely similar seasons in 2011.

Alongside Joba in middle-to-late relief is David Robertson, the forgotten cog in the bullpen wheel.  Both of these relievers are probably capable of manning the eighth inning, so hopefully they’ll be able to prove themselves in high leverage spots this season.  It’s almost an embarrassment of riches, to be frank, and really underscores the fact that the Yankees could extract more value from Joba as a starter than as a reliever.  The Yankees also figure have two solid lefties this season.  Given the strength of the Soriano, Chamberlain and Robertson, it stands to reason that Feliciano can be used more sparingly than he has been in the past, deployed particularly against lefties.  Get ready for long games full of pitching changes and endless unfunny binder jokes.

At great cost the Yankee front office (and ownership!) has assembled a very good bullpen this winter.  If they’re able to acquire another starting pitcher and/or persuade Andy Pettitte to return then the staff on the whole figures to be very solid.  It’s also pretty safe to say that this bullpen looks better on paper than Boston’s heading into this year, and may in fact be the best in baseball.  The Yankees have missed out on a lot this offseason, but the bullpen is very respectable.  Hey, it’s the little things.

Filed Under: Death by Bullpen Tagged With: Bobby Jenks, Boston Red Sox, Daniel Bard, Joba Chamberlain, Mariano Rivera, Rafael Soriano

On extensions and Phil Hughes

January 15, 2011 by Stephen Rhoads 28 Comments

One of the reasons Rays fans were happy (read: smug) to see Matt Garza dealt to the Cubs last week was because they expected the money saved on Garza to go towards other pursuits.  One option bandied about was signing a right-handed bat like Manny Ramirez or Andruw Jones. Another was attempting to lock up some of their young talent, particularly David Price, to a long-term deal. It’s doubtful they expected that money to go to Kyle Farnsworth, but hey, that’s life.

Regardless, getting Price to agree to a club-friendly long-term deal would be another coup for a Rays management team who set the gold standard for long-term deals with Evan Longoria.  The Longoria deal is perhaps the most team-friendly contract in all of baseball: a six year, $17.5M contract with three club options of $7.5M, $11M and $11.5M.  In all likelihood they’ll control Longoria for nine years and pay him $44.5 million dollars.  If you buy into the UZR-component of fWAR, his production value exceeded the total cost of his contract at the end of the 2009 season, after only two years.

It seems as if there’s been a rash of these kinds of deals in recent years. Players who have gone this route recently include Troy Tulowitzki, Carlos Gonzalez, Justin Upton, Adam Lind, Ryan Braun, Adam Wainwright, Josh Johnson, Felix Hernandez and Justin Verlander.  Other players have elected to forgo the extension and attempt to reach free agency as quickly as possible.  These players, often clients of Scott Boras, assume the risk of going year to year in exchange for the potential of higher annual paydays. Prince Fielder is a good example of this. After making under a million a year in his first three years with the Brewers, he’s netted $7M and $11M in his past two years and is eligible for a higher payday in his final trip through arbitration again this offseason.

There are pretty simple cost/benefit calculations being made by both the player and the organization. When a player signs an extension, he hedges his risk and gets decent (by MLB standards) guaranteed money early in his career.  This ensures lifetime financial security in the event that the player is unable to net another big payday due to injury or decline in performance.  It also allows him to hit the free agent market while still in his prime. For instance, Justin Upton will enter the free agent market after the 2015 season as a 27 year old after having made $51.5 million.  It’s likely that he could have netted more going year to year in arbitration and then hitting free agency two years earlier, but that’s part of the tradeoff.

The organizations are performing a similar calculation. On one hand, the club can save money by avoiding the arbitration process, which can quickly escalate compensation levels from year to year.  The club also gets cost certainty, and is often able to gain control over some of the player’s free agent years.  For their part, the clubs are wagering that the players will by and large stay healthy and give expected levels of production.  This article from MLBTR explains the rationales even further.  The downside to these deals is that the player could get injured or decline, making the contract a burden.  Scott Kazmir was a tough case for the small-budget Tampa Bay Rays.  The anchor of the rotation for years, Kazmir received $3.785M in his first arbitration-eligible season.  Shortly into the 2008 season, the Rays signed him to a three year deal for $28.5M, buying out a year of free agency, with a club option of $13.5M for the final  year.  Yet one year later Kazmir had struggled with elbow problems and performed terribly.  The Rays decided to cut their losses and were lucky to get someone to take on his contract, unloading Kazmir to the Angels.  It was a misfire for Tampa.

The Yankees have a slightly bigger budget than Tampa, but they must at least be considering what they should do about their young, cost-controlled starter Phil Hughes.  Hughes has just over two years of MLB service time, and becomes eligible for arbitration for the first time this offseason.  The Yankees will control Hughes for just three more years, through the 2013 season, before he becomes a free agent.  Hughes pulled in a little under $500K in 2010, and should be due for a decent sized pay day in 2011.  His traditional stats, favored by arbitrators, were solid: 18-10 record with a 4.19 ERA in his first full season as a starter in the American League East.

Interestingly, the Boston Red Sox were in a similar situation two years ago.  Jon Lester had just completed his first full year as a starter in the major leagues, throwing 210.1 innings with a 3.21 ERA.  His strikeout rate (6.5 K/9) and walk rate (2.8 BB/9) were decent, leaving him with a respectable 2.30 K/BB ratio.  The Red Sox clearly anticipated that Lester’s season was a harbinger of things to come, no surprise given his talent and pedigree, and signed him to a 5 year, $30M extension with a $13M club option for 2014.  The contract is backloaded, paying Lester $1M in 2009, $3.75M in 2010, $5.75M in 2011, $7.625 in 2012 and $11.625 in 2013.  All told, the Red Sox will pay Lester $43M for his 6 years of service, two of which would have been free agent years.  Lester has been dominant in the two years since signing the contract, averaging a 3.14 FIP and a strikeout rate over 9.

By way of comparison, in Phil Hughes’ first full season as a starter he threw 176 innings of 4.19 ERA ball, with a 7.5 K/9, 3.0 BB/9 and a K/BB ratio of 2.50.  The ERA (and FIP) are higher than Lester’s, but the strikeout rate and K/BB ratio are better.  While no one expects Hughes to replicate Lester’s 2009 season this year, hopes are high that he can build on his performance.  So given what we know about performance and injury risk, should the Yankees extend Hughes now, should they extend him after the 2011 season or should they continue to go year-to-year until he reaches free agency?

The largest factor to consider is Hughes’ health.  Hughes has never thrown 200 innings in his entire career, and prior to the 2010 season had a reputation as being injury-prone.  He tore his hamstring in Texas in 2007, and then sprained his ankle rehabbing the hamstring tear.  The following year he injured his ribs and missed most of the season.  In 2009 he stayed healthy in the bullpen, and then followed that up with another healthy year in 2010.  The injury history isn’t great, but there was never a major shoulder or elbow injury for Hughes.  Another factor to consider is his performance.  Simply put, what do the Yankees expect him to become?  Is he going to take a huge step forward in 2011 like Lester did in 2009, improving his peripherals and expanding his pitch repetoire?  Or will he replicate his 2010 season?  Finally, how much will it cost the Yankees to wait on an extension?  Obviously a five year deal is going to be cheaper for the Yankees now than it would be if Hughes has a great year in 2011.  Is it worth it to wait?

All told it may be prudent to delay talks of an extension with Hughes until after the 2011 season.  He may go out and hurl 200 innings of sub-4.00 FIP ball with solid strikeout and walk rates this year.  It’s true that the price of an extension would be higher next winter, but the Yankees will have gained greater insight into what to expect from Hughes in the next half-decade.  Fortunately, increased price of an extension is hardly going to bust the budget for the Yankees, so they may be more interested in trading money for certainty.  Their money is a great asset, and it allows them a certain amount of patience that other clubs don’t have.  Yet just because they have this leeway doesn’t mean they should look past the potential benefit of an extension, and if Hughes blossoms in 2011 the Yankees should try to lock him up.  This will allow them to control his cost and keep him on the roster for longer, giving them more money available to put in the piggy bank with Justin Upton’s name on it.

Filed Under: Pitching Tagged With: contracts, Phil Hughes

Get well soon, Jake Peavy

January 9, 2011 by Stephen Rhoads 36 Comments

Peavy leaving the game. Check out that kid in the stands. (AP Photo/Paul Beaty)

On July 6th, 2010 Jake Peavy threw a 94 mph fastball off the outside corner to Mike Napoli.  He then grimaced in pain, held his pitching arm awkwardly, and took himself out of the game.  You can see the video of his injury here.  Peavy had detached his lattisimus dorsi, a broad muscle in the back, and soon underwent season-ending surgery to reattach the muscle.  At the time Will Carroll described his injury accordingly:

Peavy has pulled the muscle out at the insertion. That’s the point where it connects to the upper arm, as seen here. It’s not the best comparison, but if you’ve ever broken down a chicken, this is very similar, though obviously there’s a size (and species) difference. It’s the same kind of muscles and tendons that are pulled apart when taking the wings off before adding the delicious sauce.

Despite the gravity of the injury, Peavy’s surgery went well.  Nearly two months later Carroll updated readers on the status of Peavy’s injury, saying:

Remember when Peavy tore the muscle off the bone in his shoulder? He had the surgery back in early July and he’s making good progress. While he’s a ways off from throwing, he’s been cleared to begin a more involved rehab process including lifting weights and range of motion. Peavy is on track to be on a “normal” throwing program in January leading up to spring training.

The latest update, via CBSSports.com, is that Peavy is on track to begin a throwing program in early January.  White Sox GM Kenny Williams hasn’t put a timetable on Peavy’s return, but has also stated that he doesn’t expect him back for the start of the season. There’s a lot of runway between now and when Jake Peavy returns to the mound for the White Sox, but there is reason for Yankee fans to hope that he recovers in full.

Heading into the 2011 season, the White Sox may have the rare luxury of having more starters than spots in the rotation.  Along with Jake Peavy they boast Mark Buehrle, Gavin Floyd, John Danks and Edwin Jackson.  They also have the option of using Chris Sale in the rotation.  Sale is a rail-thin hard-throwing lefty drafted by the White Sox in the first round of the 2010 draft.  He spent time in Chicago’s bullpen last summer, but is a starter by trade. Having Sale and a healthy Peavy may enable the White Sox to deal another one of their starters to fill holes elsewhere or to free up salary.  In fact, the White Sox seem to be thinking along the same lines.  Jon Heyman indicated as much in his Offseason Winners and Losers column a week ago, saying: “They flirted with the idea of trading Gavin Floyd, but appear to have decided they don’t want to touch their rotation until Jake Peavy returns.”

Before Cliff Lee broke our collective hearts and signed with Philadelphia, Mike reviewed Gavin Floyd as a possible alternative to signing Lee, concluding that Floyd would be an excellent Plan B.  Unfortunately, he noted that there were two big obstacles to the Yankees acquiring Floyd: the potential needs of the White Sox and the timing of the deal.  Mike wrote:

The problem I see is that the two teams don’t really line up for a trade. Williams asked the Rockies for third baseman Ian Stewart in return and the Yanks simply don’t have that kind of bat to give up. The ChiSox already have a speedy singles hitter in Pierre so Brett Gardner doesn’t do much of anything, and you know they won’t want Nick Swisher back. That leaves Curtis Granderson, but I can’t imagine the Yanks will cut bait on him so soon after all the progress he made late in the season. Based on the present construction of their team, the White Sox are trying to win now, so a bunch of prospects probably won’t cut it. I just don’t see how this would work from where I sit, but KW likes to do crazy stuff, so maybe he figures out a three team trade or something. I’m not sure if the timing will work out either, meaning the ChiSox might want to act and make a trade before Lee is ready to sign, but that’s the nature of the beast.

Fortunately, the question of when the White Sox may look to deal Floyd now appears more advantageous for the Yankees.  Cashman’s stated plan is “patience”, and if Andy Pettitte returns he might not attempt to do anything with the rotation until June or July.  The same questions regarding the White Sox’s potential needs still linger, though, despite a busy offseason.  This winter the White Sox have solidified their lineup with Konerko and Adam Dunn, and strengthened their bullpen by inking relievers Jesse Crain and Will Ohman to multiyear deals.  Despite that, the team has a few holes. They jettisoned Bobby Jenks, and it wasn’t a pretty ending, leaving Matt Thornton as the putative closer.  They’ve been linked to Rafael Soriano, but he appears to be out of their price range for now.  Their biggest hole remains at third base. Prospect Brent Morel has the inside track on the job, with Dayan Viciedo and Mark Teahen behind him on the depth chart, but it’s possible that Morel’s bat may not be strong enough for the position.  If so, the Sox may be looking for a replacement.

All told, a healthy Jake Peavy may enable the White Sox to deal one of their starters this summer.  Yet it’s difficult to handicap how the White Sox roster, and the trade market this summer, will firm up.  An unexpected injury could change everything.  This is the price of needing to find players on the trade market rather than acquiring them as free agents: you become increasingly reliant on the relative health, performance and goals of other organizations.  There is little that Cashman could have done differently, but it doesn’t change the fact that whether Gavin Floyd becomes available in a trade later this year may hinge simply on how well Jake Peavy’s lat muscle heals.

By way of introduction, my name is Stephen and I’m very excited to join the River Ave Blues weekend crew.  The best way to contact me is via my Twitter account or by email (stephen dot m dot rhoads at gmail).

Filed Under: Pitching Tagged With: Gavin Floyd, Jake Peavy

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